Piper Sandler & Co.
Minneapolis, MN
Job Description: At Piper Sandler, we connect capital with opportunity to build a better future. We believe that diverse teams with unique backgrounds, skills and experiences yield more innovative solutions. This is reflected in our commitment to engage, hire, and retain bright, committed people to work in partnership within an inclusive environment that allows each person to achieve personal success and add value to our teams and communities. We are currently looking for an experienced Director of Compliance to lead the regulatory oversight for our Equity Sales & Trading division. This role will report to the Chief Compliance Officer and can be based out of Minneapolis, New York, or Greenwich offices. Key Responsibilities: Regulatory Oversight & Advisory Provide real-time compliance guidance to Equity Sales & Trading desks regarding regulatory requirements and firm policies. Stay abreast of the local and global regulatory environment and work closely with...